Securities Exchange Act

Results: 28007



#Item
201Financial markets / Securities Exchange Act / Securities market / Security / Short / Broker-dealer

Clarksons Platou Securities

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Source URL: www.hansa-online.de

Language: English - Date: 2015-12-01 04:17:25
202Systemic risk / United States securities law / U.S. Securities and Exchange Commission / Nationally recognized statistical rating organization / SEC filings / DoddFrank Wall Street Reform and Consumer Protection Act / Credit rating agency / Egan-Jones Ratings Company / Regulation S-K / Credit Rating Agency Reform Act / Bond credit rating / Investor Protection and Securities Reform Act

Februaryn Volume 19

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Source URL: www.dgslaw.com

Language: English - Date: 2015-02-06 12:08:12
203SEC filings / Corporate crime / U.S. Securities and Exchange Commission / DoddFrank Wall Street Reform and Consumer Protection Act / Investor Protection and Securities Reform Act / Regulation S-K

PDF Document

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Source URL: www.dgslaw.com

Language: English - Date: 2015-06-11 14:16:47
204Systemic risk / New Deal agencies / Troubled Asset Relief Program / United States Department of the Treasury / Great Recession in the United States / U.S. Securities and Exchange Commission / Federal Deposit Insurance Corporation / Investor Protection and Securities Reform Act / DoddFrank Wall Street Reform and Consumer Protection Act

H. ROne Hundred Tenth Congress of the United States of America AT T H E S E C O N D S E S S I O N

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Source URL: www.reformamt.org

Language: English - Date: 2010-01-27 15:05:34
205Equity securities / Stock market / Corporate finance / SEC filings / Options / Form 4 / Warrant / Security / Stock / Securities Exchange Act / Convertible security / Regulation S-K

FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

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Source URL: compliance-sec.com

Language: English - Date: 2016-04-12 10:40:36
206Stock market / Corporate crime / U.S. Securities and Exchange Commission / Futures contract / Securities Exchange Act / New York Stock Exchange / Securities regulation in the United States / Option / Security

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-01-25 11:05:12
207Legal procedure / Legal terms / Judiciary of Texas / Filing / Transportation /  Housing and Urban Development /  and Related Agencies Appropriations Act / U.S. Securities and Exchange Commission

DOC Document

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Source URL: www.senate.texas.gov

Language: English - Date: 2007-01-09 15:57:08
208Financial markets / Stock market / SEC filings / Schedule 13D / U.S. Securities and Exchange Commission / Market liquidity / Insider trading / 13D / Bidask spread / Tender offer / Securities Exchange Act / Volume

Do prices reveal the presence of informed trading?I Pierre Collin-Dufresne1 , Vyacheslav Fos2,∗ First Version: November 2011 This Version: August 31, 2012

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Source URL: www.istfin.eco.usi.ch

Language: English - Date: 2012-11-06 03:31:47
209Corporate finance / Financial markets / 73rd United States Congress / U.S. Securities and Exchange Commission / Equity securities / Security / Warrant / Public offering / Securities Act / Securities Exchange Act / Dropbox / Convertible bond

Submission Proof - D:\Dropbox (SEC Compliance)\2016 OPERATIONS\2016 EDGAR\04_April\RespireRx\Page 1 of 39 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

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Source URL: compliance-sec.com

Language: English - Date: 2016-04-13 07:15:06
210Generally Accepted Accounting Principles / Financial statements / Balance sheet / Financial ratio / Net asset value / Consolidated financial statement / Goodwill / International Financial Reporting Standards / Consolidation / Financial accounting / Net income / Asset liability management

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DCForm 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF

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Source URL: www.mediageneral.com

Language: English - Date: 2016-08-05 10:35:36
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